If a broker fails to provide a contract note, you should: Follow up with the broker. Lodge a complaint with the broker’s compliance officer. Escalate to the regulatory authority (e.g.,…

Notify the broker immediately. Northeast has a grievance redressal mechanism, and regulatory bodies provide additional avenues to resolve disputes. Click here to know more about grievance redressal mechanism at Northeast.…

Key points which should be verified in a contract note are: Correctness of trade details (security name, quantity, price, buy/sell). Accurate calculation of charges (brokerage, taxes, etc.). Compliance with agreed…